Schwab Wealth Advisory, Inc.

RIASEC RegisteredEst. 2011
Total AUM
—
Avg account
$0
Accounts
0
Employees
1,457
Advisory reps
1,666

Firm details

Headquarters
San Francisco, California
CRD number
159035
Registered since
December 9, 2011
Fee structure
Other
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Schwab Wealth Advisory, Inc. is a corporate-structured registered investment adviser that began SEC registration in 2011. The firm provides financial planning and portfolio management for individuals, small businesses, and institutions, and reports active consideration of ESG factors in its investment approach. It appears integrated with other financial services activities: filings indicate roles across broker-dealer, trust, insurance, banking/thrift, commodity/futures sponsor or manager, and pension consulting lines, and the adviser is identified as related to other advisory entities. The firm reports a fee structure outside of the standard hourly/percentage categories and is not flagged as a capital allocator. Its advisory offering emphasizes non-discretionary management and planning services rather than sole discretionary portfolio mandates.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Kasey McCurdy

    Kasey McCurdy

    Chief Portfolio StrategistCRD 5955608

Contacts

3 of 1665
  • Carey Muloma

    Carey Muloma

    Financial AdvisorCRD 5639959

  • Jeffrey Sferra

    Jeffrey Sferra

    Vice President & Financial ConsultantCRD 5650741

  • Jacquelyn Coleman

    Jacquelyn Coleman

    Managing Director, Supervision and ControlsCRD 5656597

Unlock 1662 more contacts →

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
425 Market St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth