SCHRODERS CAPITAL MANAGEMENT (US) INC.

RIASEC RegisteredEst. 2008
Total AUM
$34.6B
Discretionary
$32.5B
94% of AUM
Avg account
$234M
Accounts
148
Employees
163
Advisory reps
14

Firm details

Headquarters
New York, New York
CRD number
145194
Registered since
May 15, 2008
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles57.74%
  • Pension & Profit Sharing Plans27.73%
  • Corporations / Businesses8.13%
  • Insurance Companies3.29%
  • State / Municipal Government1.52%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

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Overview

Schroders Capital Management (US) Inc. is a U.S. corporation focused on private markets investing for institutional clients. The firm is SEC-registered since 2008 and operates largely as a manager of private equity vehicles, with additional capabilities in pooled investment vehicles and portfolio management for investment companies and institutions. Schroders Capital Management (US) Inc. reports active engagement on ESG matters and acts in several roles across the private markets ecosystem, including sponsor/GP functions and CPO/CTA activity. The firm’s business model centers on fee arrangements that combine a percentage of assets under management with performance-based fees, reflecting its focus on closed-end and illiquid strategies where carried interest or similar economics are common. Schroders Capital Management (US) Inc. is not positioned as a capital allocator in the sense of running a fund-of-funds; rather, it builds and manages proprietary private funds and related pooled vehicles while also servicing institutional portfolios. Schroders Capital Management (US) Inc. maintains industry affiliations that include broker-dealer relationships and other registered adviser activities, underlining a platform that can originate, sponsor and manage private fund structures while servicing institutional mandates and pooled investment vehicles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Private Funds 61%, Non-Exchange Traded Equities 36%, Cash & Cash Equivalents 3%61%
  • Private Funds61%
  • Non-Exchange Traded Equities36%
  • Cash & Cash Equivalents3%

Owners & executives

3 of 4
  • SVEN GASSER

    Chief Operation OfficerCRD 7831721

  • Peter Arnold

    Chief Operating OfficerCRD 6818733

  • Aikaterini Rigoulia

    Chief Compliance OfficerCRD 7930205

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Contacts

3 of 10
  • STEPHANIE ALDAG

    General CounselCRD 7831723

  • LORENZO BARRECA

    Head of RiskCRD 8126295

  • Benjamin Alt

    CRD 7930211

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
7 Bryant Park
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth