Schmidt, Scotland

RIASEC Registered
Total AUM
$20.1M
Discretionary
$20.1M
100% of AUM
Avg account
$2.5M
Accounts
8
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
307269
Fee structure
Percentage of AUM
Client types
  • HNWI100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Schmidt, Scotland is a sole-proprietorship RIA owned by an individual that provides discretionary portfolio management primarily for individuals and small businesses. The firm charges fees as a percentage of assets under management and identifies its core activity as portfolio management rather than pension consulting, multi‑state advisory, or related-adviser services. The adviser does not identify as an active ESG investor and is not structured as a capital allocator. Regulatory details in the profile are limited; the firm is classified as unclassified in the available snapshot and is not described as newly formed. The business model is compact and advisory-focused, rather than offering a broad institutional or multi-jurisdictional platform.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: US Government Bonds 50%, Exchange Traded Equities 20%, Cash & Cash Equivalents 20%, Derivatives 10%50%
  • US Government Bonds50%
  • Exchange Traded Equities20%
  • Cash & Cash Equivalents20%
  • Derivatives10%

Contacts

1 of 1
  • Scotland Schmidt

    Financial AdvisorCRD 6146107

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth