SCHAEFFER FINANCIAL LLC

RIASEC RegisteredEst. 2005
Total AUM
$258M
Discretionary
$258M
100% of AUM
Avg account
$1M
Accounts
247
Employees
7
Advisory reps
5

Firm details

Headquarters
ROCKVILLE, Maryland
CRD number
133697
Registered since
January 3, 2005
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI71.67%
  • Individuals28.33%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Schaeffer Financial LLC is an independent, SEC-registered RIA formed in 2005 and organized as an LLC with individual ownership. The firm serves individual and family clients and positions itself as a capital allocator that combines financial planning, portfolio management for individuals and small businesses, selection of outside advisers, and educational seminars. Its fee model includes percentage-of-AUM billing alongside hourly and fixed-fee arrangements and other fee types. Schaeffer does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 56%, Exchange Traded Equities 42%, Cash & Cash Equivalents 2%56%
  • Public Funds/Mutual Funds56%
  • Exchange Traded Equities42%
  • Cash & Cash Equivalents2%

Contacts

3 of 5
  • RICHARD SCHAEFFER

    Co-FounderCRD 1202659

  • KAREN SCHAEFFER

    Managing Member and Co-FounderCRD 705691

  • KAITLIN YARDLEY

    Insurance ConsultantCRD 5336245

Unlock 2 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 19

Active vs passive

$134M in ETFs

Passive

99%

$133M

Active

0%

$940K

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF (IGSB)BlackRockPassiveShort Term Bond$34.1M649,37225.42%

Location

Primary office

ROCKVILLE, MD

MONTGOMERY

Location

ROCKVILLE, MD

Headquartered in ROCKVILLE, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
MONTGOMERY
Address
4612 Great Oak Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth