SCALA CAPITAL LLC

RIASEC RegisteredEst. 2018
Total AUM
$380M
Discretionary
$367M
96% of AUM
Avg account
$976K
Accounts
390
Employees
12
Advisory reps
5

Firm details

Headquarters
MIAMI, Florida
CRD number
156165
Registered since
April 18, 2018
Custodians
CHARLES SCHWAB & CO., INC., STONEX FINANCIAL INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI48.28%
  • Pooled Investment Vehicles17.31%
  • Other14.74%
  • Individuals14.25%
  • Banking / Thrift Institutions4.12%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Scala Capital LLC is an independent RIA and capital allocator organized as an LLC and registered with the SEC in 2018. The firm manages both separate account relationships and pooled vehicles, serving individual and family clients as well as institutional investors. Its advisory scope spans direct portfolio management for individuals and businesses, management of pooled investment vehicles, and selection of third‑party advisers and sub‑managers. Scala operates as an investment sponsor and as a general partner/managing member for its funds, which explains the firm's mix of traditional discretionary portfolios and private fund activity. Investment activity shows a clear tilt toward publicly traded equities through separately managed account structures, while the firm also commits capital to venture and other private funds that it sponsors or advises. Fee arrangements include asset‑based fees and performance‑based fees for its fund products, indicating use of incentive alignment in certain strategies. Scala is not described as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 31%, Private Funds 20%, Investment Grade Corp Bonds 13%, Non-Investment Grade Corp Bonds 10%, Cash & Cash Equivalents 10%, Derivatives 6%, US Government Bonds 5%, Public Funds/Mutual Funds 2%, Non-Exchange Traded Equities 1%, State & Local Bonds 1%, Sovereign Bonds 1%31%
  • Exchange Traded Equities31%
  • Private Funds20%
  • Investment Grade Corp Bonds13%
  • Non-Investment Grade Corp Bonds10%
  • Cash & Cash Equivalents10%

Contacts

3 of 5
  • TERRENCE CUNNINGHAM

    Managing DirectorCRD 1053612

  • ALBERTO SIBLESZ

    PartnerCRD 5425706

  • ESTEFANIA GORMAN

    Director of Client SuccessCRD 6168784

Unlock 2 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

MIAMI, FL

MIAMI DADE

Location

MIAMI, FL

Headquartered in MIAMI, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
MIAMI DADE
Address
999 Brickell Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth