SC Capital Management LLC

RIASEC Registered
Total AUM
$3M
Discretionary
$2.1M
70% of AUM
Avg account
$752K
Accounts
4
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
300364
Fee structure
Percentage of AUM
Client types
  • HNWI100%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

SC Capital Management LLC is a small, privately owned advisory firm focused on discretionary portfolio management for individuals, families and small businesses. The firm charges fees as a percentage of assets under management and directs client portfolios toward listed equities and exchange-traded vehicles. Its advisory activity explicitly covers portfolio management for individuals/small businesses and for businesses or institutions, indicating the capability to handle both household and entity accounts, but the scale of operations is modest. The firm does not report active ESG engagement and is not structured as a multi-state adviser. Ownership is individual, and the adviser is unclassified in available filings. Given the concentrated asset base and single-office footprint, SC Capital Management operates as a boutique advisor that favors straightforward, liquid equity exposure over complex or wide-ranging product sets.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 98%, Cash & Cash Equivalents 2%98%
  • Exchange Traded Equities98%
  • Cash & Cash Equivalents2%

Owners & executives

1 of 1
  • Simons Chase

    Simons Chase

    Chief Investment OfficerCRD 4453068

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth