Sbauer Funds, LLC
Firm details
- Headquarters
- Carmel, Indiana
- CRD number
- 144782
- Registered since
- September 18, 2007
- Website
- www.sbauerfunds.com
- Fee structure
- Percentage of AUM
- Client types
- Investment Companies100%
- Services
- Portfolio Management for Investment Companies
Firm profile
FINTRXOverview
Sbauer Funds, LLC is an SEC-registered institutional registered investment adviser organized as a limited liability company and in operation since 2007. The firm serves institutional clients and lists portfolio management for investment companies as its primary advisory activity. Ownership is noted as a domestic entity and individual, and the adviser charges fees as a percentage of assets under management. Sbauer Funds does not present itself as a capital allocator, is not an active ESG investor, and is not registered as a multi-state adviser.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 3Donald McKenzie
Compliance OfficerCRD 2665464
Robert Auer
Senior Portfolio ManagerCRD 1601735
Ronald Brock
Partner AdvisorCRD 1349947
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Carmel, IN
Hamilton
Location
Carmel, IN
Headquartered in Carmel, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.
- Metro area
- Indianapolis-Carmel-Muncie, IN
- Region
- Midwest
- County
- Hamilton
- Address
- 580 E Carmel Dr
- Time zone
- ET (UTC-5)
- Office locations
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