Saxon Securities LLC

RIASEC RegisteredEst. 2014

Total AUM

$94.6M

Discretionary

$94.6M

100% of AUM

Avg account

$3.8M

Accounts

Employees

Advisory reps

Firm details

Headquarters: San Francisco, California
CRD number: 155168
Registered since: January 28, 2014
Custodians: MID ATLANTIC CAPITAL CORPORATION, U.S. BANCORP INVESTMENTS, INC.
Fee structure: Percentage of AUM
Client types: Corporations / Businesses38.16%
Other Investment Advisers31.02%
State / Municipal Government16.71%
Charitable Organizations14.09%
HNWI0.02%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Saxon Securities LLC operates as an SEC-registered limited liability company formed in 2014 and organized as an institutional registered investment adviser. The firm is individually owned and charges clients on a percentage-of-AUM basis. Its client mix includes high-net-worth individuals and families as well as institutional and business accounts. Advisory services center on portfolio management for individuals/small businesses and for businesses or institutions. Saxon does not identify as an active ESG investor, is not a multi-state adviser, and is not positioned as a pension consultant or capital allocator.