SAUBERAN & COMPANY, LLC
Firm details
- Headquarters
- LOCKPORT, New York
- CRD number
- 106317
- Registered since
- April 19, 1991
- Fee structure
- Percentage of AUM
- Client types
- Individuals100%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Sauberan & Company, LLC is a small, individually owned limited liability company that provides fee‑based portfolio management primarily to individuals, families and small businesses. The firm has been SEC‑registered since 1991 and charges advisory fees as a percentage of assets under management. Its stated advisory activity centers on discretionary portfolio management for individual and small business clients. Sauberan does not identify as an active ESG investor and is not registered as a multi‑state adviser.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- US Government Bonds80%
- Exchange Traded Equities17%
- Cash & Cash Equivalents3%
Contacts
1 of 1CHARLES SAUBERAN
OwnerCRD 1675594
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
LOCKPORT, NY
NIAGARA
Location
LOCKPORT, NY
Headquartered in LOCKPORT, NY, anchoring the Buffalo-Cheektowaga-Olean, NY metro in the Northeast.
- Metro area
- Buffalo-Cheektowaga-Olean, NY
- Region
- Northeast
- County
- NIAGARA
- Address
- 175 Walnut St
- Time zone
- ET (UTC-5)
- Office locations
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