Sauberan & Company, LLC
Firm details
- Headquarters
- Lockport, New York
- CRD number
- 106317
- Registered since
- April 19, 1991
- Fee structure
- Percentage of AUM
- Client types
- Individuals100%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Sauberan & Company, LLC is a small, independent registered investment adviser that has been SEC-registered since 1991 and is organized as an LLC under individual ownership. The firm serves individual and family clients and provides portfolio management services for individuals and small businesses on a fees-as-a-percentage-of-AUM basis. It does not describe itself as a capital allocator, multi-state adviser, pension consultant, or ESG-focused manager.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- US Government Bonds80%
- Exchange Traded Equities17%
- Cash & Cash Equivalents3%
Contacts
1 of 1Charles Sauberan
OwnerCRD 1675594
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Lockport, NY
Niagara
Location
Lockport, NY
Headquartered in Lockport, NY, anchoring the Buffalo-Cheektowaga-Olean, NY metro in the Northeast.
- Metro area
- Buffalo-Cheektowaga-Olean, NY
- Region
- Northeast
- County
- Niagara
- Address
- 175 Walnut St
- Time zone
- ET (UTC-5)
- Office locations
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