Sara-Bay Financial Corp.
Firm details
- Headquarters
- Sarasota, Florida
- CRD number
- 133443
- Registered since
- April 21, 2014
- Website
- www.sara-bay.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Individuals69.44%
- HNWI30.56%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Sara-Bay Financial Corp. is an independent registered investment adviser operating as a corporation and owned by an individual. The firm focuses on individuals and families and charges fees as a percentage of assets under management. Its core advisory services are financial planning and discretionary portfolio management for individuals and small businesses. The firm is not positioned as an ESG investor, is not identified as a multi-state adviser in the supplied data, and does not act as a capital allocator to external managers in a broad sense.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities86%
- Public Funds/Mutual Funds9%
- Cash & Cash Equivalents5%
Owners & executives
1 of 1
Mary Hettig
Chief Compliance OfficerCRD 865961
Contacts
3 of 3
James Hard
PresidentCRD 236707
Benjamin Hard
Portfolio ManagerCRD 4362335
James Mills
Portfolio ManagerCRD 6120941
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 16Active vs passive
$22.3M in ETFs
78%
$17.4M
0%
$4.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES BITCOIN TRUST ETF (IBIT) | BlackRock | Passive | Digital Assets | $9.3M | 240,935 | 41.54% |
Location
Sarasota, FL
Sarasota
Location
Sarasota, FL
Headquartered in Sarasota, FL, anchoring the North Port-Sarasota, FL metro in the South.
- Metro area
- North Port-Sarasota, FL
- Region
- South
- County
- Sarasota
- Address
- 2201 Cantu Ct
- Time zone
- ET (UTC-5)
- Office locations
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