Sara-Bay Financial Corp.

RIASEC Registered

Total AUM

$397M

Discretionary

$397M

100% of AUM

Avg account

$429K

Accounts

924

Employees

5

Advisory reps

4

Firm details

Headquarters: Sarasota, Florida
CRD number: 133443
Registered since: April 21, 2014
Website: www.sara-bay.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: Individuals69.44%
HNWI30.56%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Sara-Bay Financial Corp. is an independent, individual-owned registered investment adviser focused on serving individuals and families. The firm is SEC-registered (initial registration in 2014) and bills clients on a percentage-of-AUM fee schedule. Its advisory offering centers on financial planning and discretionary portfolio management for individuals and small businesses. The firm reports a preference for equity exposure and does not identify as an ESG investor or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities86%
Public Funds/Mutual Funds9%
Cash & Cash Equivalents5%

Owners & executives

Contacts

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 23

Active vs passive

$38.7M in ETFs

Passive

79%

$30.7M

Active

0%

$8M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES BITCOIN TRUST ETF (IBIT)	BlackRock	Passive	Digital Assets	$11.3M	238,748	29.23%

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Primary office

Sarasota, FL

Sarasota

Location

Sarasota, FL

Headquartered in Sarasota, FL, anchoring the North Port-Sarasota, FL metro in the South.

Metro area: North Port-Sarasota, FL
Region: South
County: Sarasota
Address: 2201 Cantu Ct
Time zone: ET (UTC-5)
Office locations

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