Santa Monica Wealth Management, LLC

RIASEC Registered
Total AUM
$24.6M
Discretionary
$24.6M
100% of AUM
Avg account
$373K
Accounts
66
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
298174
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI67.2%
  • Individuals32.8%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Santa Monica Wealth Management, LLC is an owner-operated LLC that provides fee-based portfolio management to individuals and small businesses. The firm serves individual and family clients and charges a mix of percentage-of-assets and fixed fees. It does not position itself as an ESG-focused manager and is not registered as a multi-state adviser. Advisory activity centers on discretionary portfolio management rather than institutional or pension consulting mandates.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Other 93%, Cash & Cash Equivalents 7%, US Government Bonds 6%93%
  • Other93%
  • Cash & Cash Equivalents7%
  • US Government Bonds6%

Contacts

1 of 1
  • Sam Ghaly

    Sam Ghaly

    Founder and Portfolio ManagerCRD 5782637

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth