SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLC

Overview

Sandy Morris Financial & Estate Planning Services, LLC is an SEC-registered investment adviser organized as an LLC and owned by Sandy Morris. The firm focuses on fee-based wealth management for individuals and families, offering discretionary portfolio management alongside educational programming and published materials. Its fee model combines AUM-based fees with hourly and fixed-fee arrangements, which supports both ongoing wealth management relationships and stand‑alone planning or advisory engagements. Investment posture is equity‑tilted: the firm shows a clear preference for exchange‑traded equities as the primary vehicle for client portfolios. Advisory activities include direct portfolio management for individuals and small businesses, periodic client communications, and client education through seminars and newsletters. The firm is not identified as an active ESG investor and is not positioned as a pension consultant or multi-state adviser in its filing. It also maintains an affiliation with an insurance company, indicating the ability to integrate insurance solutions into client plans.

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