SAMCO PROPRIETARY TRADING, INC.

RIASEC Registered
Total AUM
Avg account
$0
Accounts
0
Employees
4
Advisory reps
2

Firm details

Headquarters
AUSTIN, Texas
CRD number
329446
Fee structure
Fixed Fees
Services
Portfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Samco Proprietary Trading, Inc. is organized as a corporate trading and advisory entity that combines proprietary trading activity with portfolio management services aimed at businesses and institutions. The firm is affiliated with broker-dealer activity and uses a fixed-fee pricing approach for its advisory services. It does not present itself as a capital allocator to outside investors and is not flagged as an active ESG investor or a multi-state registered adviser. The entity’s classification is unclassified, and ownership is described as a domestic entity/individual structure. The firm’s operating profile points to a hybrid model: internal trading and market-facing broker-dealer functionality alongside controlled portfolio management mandates for institutional or business clients rather than a broad retail advisory practice. That orientation helps explain the limited client reporting and the fixed-fee charging structure, which is consistent with contract-based institutional relationships rather than percentage-of-assets retail management.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • JOSEPH MANNES

    PresidentCRD 1946872

  • ROGER ENGEMOEN

    Managing DirectorCRD 1506062

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

AUSTIN, TX

TRAVIS

Location

AUSTIN, TX

Headquartered in AUSTIN, TX, in the South of the United States.

Region
South
County
TRAVIS
Address
6805 N Capital of Texas Hwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth