Saints Capital

RIASEC RegisteredEst. 2012
Total AUM
$659M
Discretionary
$659M
100% of AUM
Avg account
$65.9M
Accounts
10
Employees
5
Advisory reps
3

Firm details

Headquarters
,
CRD number
161723
Registered since
March 30, 2012
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Saints Capital is structured as a limited liability company that operates primarily as a venture capital manager serving institutional clients. The firm is SEC-registered since 2012 and is classified as a Venture Capital Fund. Its stated advisory activity is portfolio management for pooled investment vehicles, and it also appears in roles that include broker-dealer and sponsor, general partner, and managing member of pooled vehicles. Saints Capital bills clients using a mix of percentage-of-AUM, fixed fees and performance-based fees, consistent with active fund management and carried-interest arrangements. Investment activity centers on private-market strategies. The firm is not identified as an active ESG investor and does not operate as a multi-state adviser. Business filings also list accounting among its business activities, suggesting a degree of in-house administrative or reporting capability that supports its fund operations.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Robert Keppler

    Robert Keppler

    Chief Financial OfficerCRD 6029909

Contacts

2 of 2
  • Kenneth Sawyer

    Kenneth Sawyer

    Managing Director and Co-founderCRD 1559394

  • David Quinlivan

    Managing Director and Co-founderCRD 2651602

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth