Sageoak Financial, LLC

RIASEC Registered
Total AUM
$175M
Discretionary
$175M
100% of AUM
Avg account
$253K
Accounts
690
Employees
3
Advisory reps
4

Firm details

Headquarters
Tulsa, Oklahoma
CRD number
166927
Registered since
December 13, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees, Other
Client types
  • HNWI51.59%
  • Individuals46.53%
  • Pension & Profit Sharing Plans1.29%
  • Charitable Organizations0.55%
  • Corporations / Businesses0.04%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Sageoak Financial, LLC is an independent registered investment adviser organized as an LLC that focuses on clients in the individual and family segment. The firm is SEC-registered (registration began in 2021). Ownership is held by an individual principal, and the advisory practice bills using a mix of percentage-of-AUM, fixed fees and other fee arrangements. Core service offerings listed on the firm’s filings include financial planning, portfolio management for individuals and small businesses, occasional pension consulting, and client education via published materials and seminars/workshops. The firm does not identify as an active ESG investor and is not designated as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 88%, Exchange Traded Equities 11%, Cash & Cash Equivalents 1%88%
  • Public Funds/Mutual Funds88%
  • Exchange Traded Equities11%
  • Cash & Cash Equivalents1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 27

Active vs passive

$126M in ETFs

Passive

8%

$9.5M

Active

90%

$117M

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL US CORE EQUITY 2 ETF (DFAC)DimensionalActiveLarge Blend$33.1M743,78126.19%

Location

Primary office

Tulsa, OK

Tulsa

Location

Tulsa, OK

Headquartered in Tulsa, OK, anchoring the Tulsa-Muskogee-Bartlesville, OK metro in the South.

Metro area
Tulsa-Muskogee-Bartlesville, OK
Region
South
County
Tulsa
Address
6120 S Yale Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth