Sage Capital Management LLC
Firm details
- Headquarters
- ,
- CRD number
- 108547
- Registered since
- February 5, 1999
- Website
- www.sageny.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI90.59%
- Individuals3.91%
- Pension & Profit Sharing Plans2.98%
- Charitable Organizations2.29%
- Pooled Investment Vehicles0.23%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Sage Capital Management LLC is an SEC-registered investment adviser (registered in 1999) organized as an LLC and owned by an individual. The firm serves both individual & family clients and institutional investors, charging a mix of percentage-of-AUM fees and fixed fees. Its advisory scope includes discretionary portfolio management for individuals and small businesses, management of pooled investment vehicles, pension consulting services, and the selection of third‑party advisers. Sage also acts as a sponsor, general partner, and managing member of pooled investment vehicles, and it is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds66%
- Exchange Traded Equities22%
- Cash & Cash Equivalents10%
- US Government Bonds1%
- State & Local Bonds1%
Contacts
3 of 3
Lawrence Busch
Director of Investment ResearchCRD 4380051
Howard Gottlieb
OwnerCRD 2052026
Gary DuBoff
Wealth AdvisorCRD 2694015
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 125Active vs passive
$269M in ETFs
94%
$252M
2%
$16.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) TECHNOLOGY SELECT SECTOR SPDR(R) ETF (XLK) | State Street | Passive | Technology | $13.1M | 67,095 | 4.88% |
Location
, null
Location
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Headquartered in , null.
- Office locations
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