SAFE HARBOR FINANCIAL PLANNING & INVESTMENT ADVISORY, LLC

RIASEC Registered

Total AUM

$61.9M

Discretionary

$55.8M

90% of AUM

Avg account

$326K

Accounts

190

Employees

Advisory reps

Firm details

Headquarters: STATESBORO, Georgia
CRD number: 151810
Website: safeharborfp.com
Custodians: CHARLES SCHWAB & CO., INC., BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI60.91%
Individuals16.52%
Other12.63%
Pension & Profit Sharing Plans9.95%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Safe Harbor Financial Planning & Investment Advisory, LLC is an independent, limited liability investment advisory firm that focuses on individual and family clients. The firm provides a mix of financial planning and portfolio management services tailored to individuals and small businesses, and it lists pension consulting among its advisory activities. Compensation arrangements include percentage-of-assets fees alongside hourly and fixed-fee engagements, reflecting a hybrid service model that can accommodate one-off planning projects as well as ongoing asset management. The firm does not position itself as an active ESG investor and is classified as a single-state adviser in the source data. It identifies an affiliation with accounting professionals, which suggests coordination with tax and reporting advisors for client engagements.