Sacks & Associates, LLC
Firm details
- Headquarters
- Warren, New Jersey
- CRD number
- 174909
- Registered since
- February 3, 2015
- Website
- sacks-associates.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI87.15%
- Individuals12.84%
- Pension & Profit Sharing Plans0.01%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Sacks & Associates, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2015. The firm is owner-operated and charges fees based on a percentage of assets under management. Its client base spans individuals and families as well as institutional and business accounts. Advisory services listed include financial planning and portfolio management for individuals, small businesses and institutions. The firm also operates as an insurance broker. Sacks is not positioned as an active ESG investor and is not a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities96%
- Investment Grade Corp Bonds2%
- Non-Exchange Traded Equities1%
- US Government Bonds1%
Contacts
3 of 3
Jaime Young
Senior Financial AdvisorCRD 4458645
Edgar Lara
Senior Financial AdvisorCRD 3241195
Neil Sacks
Principal and FounderCRD 864757
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 54Active vs passive
$149M in ETFs
81%
$121M
18%
$27.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES S&P 500 VALUE ETF (IVE) | BlackRock | Passive | Large Value | $15.8M | 68,183 | 10.62% |
Location
Warren, NJ
Somerset
Location
Warren, NJ
Headquartered in Warren, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Somerset
- Address
- 152 Liberty Corner Rd
- Time zone
- ET (UTC-5)
- Office locations
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