Sacks & Associates, LLC
Firm details
- Headquarters
- Warren, New Jersey
- CRD number
- 174909
- Registered since
- February 3, 2015
- Website
- sacks-associates.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI87.15%
- Individuals12.84%
- Pension & Profit Sharing Plans0.01%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Sacks & Associates, LLC is an independent, individually owned registered investment adviser that began SEC registration in 2015. The firm provides portfolio management and financial planning to both individual and family clients and to institutional or business accounts. Its advisory fees are charged as a percentage of assets under management, and the firm also operates as an insurance broker. Sacks & Associates identifies equities—particularly exchange-traded securities—as its primary preference and does not flag itself as an active ESG investor or a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities96%
- Investment Grade Corp Bonds2%
- Non-Exchange Traded Equities1%
- US Government Bonds1%
Contacts
3 of 3
Jaime Young
Senior Financial AdvisorCRD 4458645
Edgar Lara
Senior Financial AdvisorCRD 3241195
Neil Sacks
Principal and FounderCRD 864757
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 53Active vs passive
$142M in ETFs
79%
$113M
20%
$29.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES S&P 500 VALUE ETF (IVE) | BlackRock | Passive | Large Value | $14.9M | 65,210 | 10.45% |
Location
Warren, NJ
Somerset
Location
Warren, NJ
Headquartered in Warren, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Somerset
- Address
- 152 Liberty Corner Rd
- Time zone
- ET (UTC-5)
- Office locations
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