SAAS CAPITAL, LLC

RIASEC RegisteredEst. 2022
Total AUM
$245M
Discretionary
$245M
100% of AUM
Avg account
$27.2M
Accounts
9
Employees
9
Advisory reps
6

Firm details

Headquarters
CINCINNATI, Ohio
CRD number
298213
Registered since
August 10, 2022
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Saas Capital, LLC is a small, institutionally focused adviser that manages pooled investment vehicles and acts as sponsor/GP and managing member of those vehicles. The firm registered with the SEC in 2022 and is owned by an individual. Its advisory mandate centers on portfolio management for pooled investment vehicles, using both AUM-based and performance‑based fee structures. Saas Capital does not position itself as an ESG investor and is not registered as a multi‑state adviser. Operationally the firm combines fund sponsor responsibilities with discretionary portfolio management: it raises and manages pooled vehicles, selects or allocates to external managers, and sits in a manager/sponsor role rather than operating primarily as a retail or advisory-only RIA. The small number of client relationships and the fee structure are consistent with an active fund manager model rather than a broad wealth management practice.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Tobie Cook

    Chief Financial OfficerCRD 6996415

Contacts

3 of 5
  • ROBERT SPANGLER

    Managing DirectorCRD 5945057

  • Evan Tuck

    Managing DirectorCRD 8065186

  • Randall Lucas

    Managing DirectorCRD 7525375

Unlock 2 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

CINCINNATI, OH

HAMILTON

Location

CINCINNATI, OH

Headquartered in CINCINNATI, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.

Metro area
Cincinnati-Wilmington-Maysville, OH-KY-IN
Region
Midwest
County
HAMILTON
Address
1311 Vine St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth