S&A Financial Services, Inc.
Firm details
- Headquarters
- Overland Park, Kansas
- CRD number
- 110471
- Registered since
- February 10, 2000
- Website
- safinancialservices.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Individuals47.44%
- HNWI41.63%
- Pension & Profit Sharing Plans7.96%
- Corporations / Businesses2.98%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
S&A Financial Services, Inc. is an independent, SEC-registered registered investment adviser that has been on the books since 2000 and is owned by an individual proprietor. The firm serves both individual/family clients and institutional clients. Its advisory services emphasize financial planning, portfolio management for individuals and small businesses, and pension consulting. Compensation is primarily a percentage of assets under management with the option for hourly billing. The firm is not identified as an active ESG investor and is not described as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds73%
- Exchange Traded Equities10%
- US Government Bonds10%
- Cash & Cash Equivalents5%
- Other2%
Contacts
3 of 4
Gregory Shepard
Investment AdvisorCRD 4126464
Craig Richards
Investment AdvisorCRD 1843427
Frank Shepard
Founder & PresidentCRD 836342
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 72Active vs passive
$175M in ETFs
74%
$130M
25%
$44.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF (SHYG) | BlackRock | Passive | High Yield Bond | $11.9M | 280,282 | 6.81% |
Location
Overland Park, KS
Johnson
Location
Overland Park, KS
Headquartered in Overland Park, KS, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.
- Metro area
- Kansas City-Overland Park-Kansas City, MO-KS
- Region
- Midwest
- County
- Johnson
- Address
- 8655 College Blvd
- Time zone
- CT (UTC-6)
- Office locations
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