RUGGIERO INVESTMENTS
Firm details
- Headquarters
- WEST PALM BEACH, Florida
- CRD number
- 169180
- Registered since
- January 21, 2025
- Website
- ruggieroinvestments.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI46.21%
- Individuals38.56%
- Pension & Profit Sharing Plans13.96%
- Corporations / Businesses1.27%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingEducational Seminars / Workshops
Firm profile
FINTRXOverview
Ruggiero Investments is an independent registered investment adviser organized as a corporation and owned by an individual. The firm serves both individual/family and institutional clients and offers a mix of financial planning and portfolio management services. Its stated service set includes financial planning, discretionary portfolio management for individuals, small businesses and institutions, pension consulting, and educational seminars or workshops. Fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. The firm does not identify as an ESG-focused investor. Ruggiero Investments was registered with the SEC in 2025 and appears to operate as a multi-office independent RIA rather than as a broker-dealer or wirehouse affiliate. Its client-facing activities blend advisory work with educational outreach and relationships with accountants and insurance companies.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities84%
- Cash & Cash Equivalents8%
- Public Funds/Mutual Funds3%
- US Government Bonds2%
- State & Local Bonds1%
Owners & executives
1 of 1THOMAS RUGGIERO
Founder and CEOCRD 1525862
Contacts
3 of 4THOMAS RUGGIERO
PresidentCRD 6582501
Christopher Ruggiero
Registered RepresentativeCRD 4577306
MATTHEW CIANCI
Investment Adviser RepresentativeCRD 6148632
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 70Active vs passive
$74.9M in ETFs
90%
$67.4M
6%
$7.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $8.4M | 12,918 | 11.21% |
Location
WEST PALM BEACH, FL
PALM BEACH
Location
WEST PALM BEACH, FL
Headquartered in WEST PALM BEACH, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.
- Metro area
- Miami-Port St. Lucie-Fort Lauderdale, FL
- Region
- South
- County
- PALM BEACH
- Address
- 500 S Australian Ave
- Time zone
- ET (UTC-5)
- Office locations
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