Ruggiero Investments
Firm details
- Headquarters
- West Palm Beach, Florida
- CRD number
- 169180
- Registered since
- January 21, 2025
- Website
- ruggieroinvestments.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI46.21%
- Individuals38.56%
- Pension & Profit Sharing Plans13.96%
- Corporations / Businesses1.27%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingEducational Seminars / Workshops
Firm profile
FINTRXOverview
Ruggiero Investments is an independent registered investment adviser organized as a corporation and owned by an individual practitioner. The firm is SEC registered (2025) and serves both high-net-worth individuals and families as well as institutional clients. Its billing options include a percentage of assets under management, hourly fees, and fixed-fee arrangements. The firm’s advisory services span financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, and educational seminars/workshops. It lists industry relationships with accounting and insurance firms, and it does not identify itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities84%
- Cash & Cash Equivalents8%
- Public Funds/Mutual Funds3%
- US Government Bonds2%
- State & Local Bonds1%
Owners & executives
1 of 1
Thomas Ruggiero
Founder and CEOCRD 1525862
Contacts
3 of 4
Thomas Ruggiero
PresidentCRD 6582501
Christopher Ruggiero
Registered RepresentativeCRD 4577306
Donald Johns
Registered RepresentativeCRD 4566047
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 66Active vs passive
$85.2M in ETFs
89%
$75.7M
5%
$9.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $10.6M | 14,192 | 12.44% |
Location
West Palm Beach, FL
Palm Beach
Location
West Palm Beach, FL
Headquartered in West Palm Beach, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.
- Metro area
- Miami-Port St. Lucie-Fort Lauderdale, FL
- Region
- South
- County
- Palm Beach
- Address
- 500 S Australian Ave
- Time zone
- ET (UTC-5)
- Office locations
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