RTW Financial Advisors Inc

RIASEC Registered

Total AUM

$581M

Discretionary

$545M

94% of AUM

Avg account

$1.1M

Accounts

521

Employees

Advisory reps

Firm details

Headquarters: Dallas, Texas
CRD number: 109934
Registered since: April 12, 1991
Website: rtwfinancialadvisors.com
Custodians: HILLTOP SECURITIES INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
Client types: HNWI80.53%
Pension & Profit Sharing Plans11.93%
Individuals5.85%
Charitable Organizations1.69%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

RTW Financial Advisors Inc. is an independently owned registered investment adviser that has been SEC-registered since 1991. The firm operates as a capital allocator for both individual and family clients as well as institutional clients, and it is structured as a corporation with individual ownership. Its advisory remit centers on financial planning, portfolio management for individuals and small businesses, and the selection of other advisers as needed. RTW uses a mix of fee arrangements — percentage of assets under management, hourly fees, fixed fees and commissions — reflecting a hybrid approach to client billing. The firm does not identify as an active ESG investor. One industry affiliation is recorded with an accountant, which suggests access to tax or accounting coordination as part of client service.