RSI Advisors

RIASEC Registered
Total AUM
$4.8M
Discretionary
$4.8M
100% of AUM
Avg account
$342K
Accounts
14
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
283721
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types
  • Individuals60.24%
  • HNWI39.76%
Services
Financial PlanningPortfolio Management for IndividualsMarket Timing ServicesEducational Seminars / Workshops

Firm profile

FINTRX

Overview

RSI Advisors is an independent, individual-owned registered investment adviser that focuses on serving individual and family clients. The firm provides financial planning and portfolio management for individuals and small businesses, and supplements advisory work with market timing services and educational seminars/workshops. Its compensation model is flexible, including percentage-of-AUM fees as well as hourly, fixed-fee, and performance-based arrangements. The firm is not positioned as a multi-state adviser or a capital allocator, and it does not identify as an active ESG investor. Services appear oriented toward direct client relationships rather than institutional or pension consulting mandates.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 90%, Cash & Cash Equivalents 10%90%
  • Exchange Traded Equities90%
  • Cash & Cash Equivalents10%

Contacts

1 of 1
  • Christopher Rockwell

    Christopher Rockwell

    Financial AdvisorCRD 6638543

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth