Royal Fund Management, LLC
Firm details
- Headquarters
- Lady Lake, Florida
- CRD number
- 144434
- Registered since
- April 10, 2013
- Website
- royalfundmanagement.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals77.26%
- HNWI21.35%
- Corporations / Businesses1.38%
- Charitable Organizations0.01%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Royal Fund Management, LLC is an independent, SEC‑registered investment adviser organized as an LLC and operating since 2013. The firm serves both individual & family clients and institutional accounts, and presents itself as a capital allocator that also selects outside managers. Its advisory services emphasize financial planning, portfolio management for individuals and small businesses, and the selection of other advisers. Fee arrangements include asset‑based fees, hourly charges, and fixed fees. Royal Fund Management identifies as non‑ESG active and lists an insurance company among its industry affiliations.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities55%
- Public Funds/Mutual Funds41%
- Cash & Cash Equivalents3%
- Other1%
Owners & executives
3 of 4
Sean Clark
Chief Executive OfficerCRD 4587957
Mark Sorensen
CEO & FounderCRD 1032948
Aaron Hawks
CEOCRD 6562436
Contacts
3 of 79
George Watson
Investment Adviser RepresentativeCRD 4012561
Robin Slaughter
Investment Adviser RepresentativeCRD 1048506
Craig Cassidy
Investment Adviser RepresentativeCRD 3217032
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 89Active vs passive
$528M in ETFs
97%
$512M
1%
$16.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $42M | 57,049 | 7.95% |
Location
Lady Lake, FL
Lake
Location
Lady Lake, FL
Headquartered in Lady Lake, FL, anchoring the Orlando-Lakeland-Deltona, FL metro in the South.
- Metro area
- Orlando-Lakeland-Deltona, FL
- Region
- South
- County
- Lake
- Address
- 1515 Buenos Aires Blvd
- Time zone
- ET (UTC-5)
- Office locations
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