Royal Fund Management, LLC

RIASEC Registered
Total AUM
$1.6B
Discretionary
$1.5B
93% of AUM
Avg account
$141K
Accounts
11,041
Employees
93
Advisory reps
86

Firm details

Headquarters
Lady Lake, Florida
CRD number
144434
Registered since
April 10, 2013
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals77.26%
  • HNWI21.35%
  • Corporations / Businesses1.38%
  • Charitable Organizations0.01%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Royal Fund Management, LLC is an independent, owner-operated registered investment adviser that has been SEC-registered since 2013. The firm acts as a capital allocator for both individual/family and institutional clients, providing financial planning, portfolio management for individuals and small businesses, and the selection of other advisers and sub‑advisors. Its fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. Royal Fund does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 55%, Public Funds/Mutual Funds 41%, Cash & Cash Equivalents 3%, Other 1%55%
  • Exchange Traded Equities55%
  • Public Funds/Mutual Funds41%
  • Cash & Cash Equivalents3%
  • Other1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 107

Active vs passive

$680M in ETFs

Passive

97%

$663M

Active

1%

$17.7M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$44.1M59,6586.49%

Location

Primary office

Lady Lake, FL

Lake

Location

Lady Lake, FL

Headquartered in Lady Lake, FL, anchoring the Orlando-Lakeland-Deltona, FL metro in the South.

Metro area
Orlando-Lakeland-Deltona, FL
Region
South
County
Lake
Address
1515 Buenos Aires Blvd
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth