ROWLEY FINANCIAL LLC

RIASEC Registered
Total AUM
$86.8M
Discretionary
$45.6M
52% of AUM
Avg account
$338K
Accounts
257
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
299182
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI46.38%
  • Charitable Organizations34.3%
  • Individuals19.02%
  • Other0.29%
  • Corporations / Businesses0.02%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingPublication of Periodicals

Firm profile

FINTRX

Overview

Rowley Financial LLC is an independent, individually owned registered investment adviser organized as an LLC. The firm charges fees as a percentage of assets under management and serves both individual/family and institutional clients. Its registered advisory activities include financial planning, portfolio management for individuals and small businesses, pension consulting services, and the publication of periodicals or newsletters. The snapshot data identifies the firm as not an active ESG investor and not a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 65%, US Government Bonds 18%, Cash & Cash Equivalents 13%, Exchange Traded Equities 2%, Other 2%65%
  • Public Funds/Mutual Funds65%
  • US Government Bonds18%
  • Cash & Cash Equivalents13%
  • Exchange Traded Equities2%
  • Other2%

Owners & executives

1 of 1
  • JOSEPH ROWLEY

    Principal & Chief Operating OfficerCRD 2338985

Contacts

1 of 1
  • Jonathan Bonner

    Investment AdvisorCRD 8130832

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth