Roundtable Planning & Investments
RIAState Registered
Total AUM
$3.3M
Discretionary
$3.3M
100% of AUM
Avg account
$660K
Accounts
5
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 335767
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI100%
- Services
- Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Roundtable Planning & Investments is an LLC registered in North Carolina and operated by an individual owner. The firm provides financial planning, portfolio management for individuals and small businesses, and runs educational seminars and workshops. Its client billing mixes percentage-of-AUM and fixed-fee arrangements. The firm does not identify itself as an active ESG investor and does not appear to serve as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities84%
- US Government Bonds10%
- Cash & Cash Equivalents6%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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