ROTHSCHILD CAPITAL PARTNERS
Firm details
- Headquarters
- New York, New York
- CRD number
- 161688
- Registered since
- March 30, 2012
- Website
- www.rothcap.com
- Custodians
- WILMINGTON TRUST COMPANY A SUBSIDIARY OF M&T BANK, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
- Client types
- Pooled Investment Vehicles54.43%
- HNWI44.7%
- Individuals0.64%
- Charitable Organizations0.22%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesEducational Seminars / Workshops
Firm profile
FINTRXOverview
Rothschild Capital Partners is an independent, SEC-registered RIA organized as an LLC and operating since 2012. The firm serves both individual & family and institutional clients and offers a mix of advisory services including financial planning, portfolio management for individuals/small businesses, portfolio management for pooled investment vehicles, and educational seminars/workshops. Its fee schedules are flexible and include percentage-of-AUM, hourly, fixed-fee, and performance-based arrangements. The firm is listed as owner-type Individual, is not characterized as a capital allocator, and is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities89%
- Cash & Cash Equivalents9%
- Other2%
Owners & executives
2 of 2DAVID ROTHSCHILD
CEOCRD 2135070
MICHAEL LEVENSON
COO & Chief Compliance OfficerCRD 5820027
Contacts
3 of 5Harrison McQuaig
Senior Wealth AdvisorCRD 8199428
LEONARD RODMAN
Portfolio ManagerCRD 4177289
JASON WOOD
Senior Portfolio ManagerCRD 2798860
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 57Active vs passive
$348M in ETFs
99%
$346M
1%
$2.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR GOLD TRUST (GLD) | State Street | Passive | Commodities Focused | $29.9M | 69,567 | 8.60% |
Location
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 5 E 82nd St
- Time zone
- ET (UTC-5)
- Office locations
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