Rothschild Capital Partners
Firm details
- Headquarters
- New York, New York
- CRD number
- 161688
- Registered since
- March 30, 2012
- Website
- www.rothcap.com
- Custodians
- WILMINGTON TRUST COMPANY A SUBSIDIARY OF M&T BANK, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
- Client types
- Pooled Investment Vehicles54.43%
- HNWI44.7%
- Individuals0.64%
- Charitable Organizations0.22%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesEducational Seminars / Workshops
Firm profile
FINTRXOverview
Rothschild Capital Partners is an independent, SEC-registered RIA formed in 2012 and organized as an LLC under individual ownership. The firm serves both individual and family clients as well as institutional investors, offering financial planning, portfolio management for individuals and pooled vehicles, and educational seminars and workshops. It also acts in sponsor/GP and managing-member roles for pooled investment vehicles. Fee arrangements are flexible: the firm charges a percentage of AUM and may use hourly or fixed fees, and it can apply performance-based fees where appropriate. Rothschild Capital Partners does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities89%
- Cash & Cash Equivalents9%
- Other2%
Owners & executives
2 of 2
David Rothschild
CEOCRD 2135070
Michael Levenson
COO & Chief Compliance OfficerCRD 5820027
Contacts
3 of 5
Harrison McQuaig
Senior Wealth AdvisorCRD 8199428
Leonard Rodman
Portfolio ManagerCRD 4177289
Jason Wood
Senior Portfolio ManagerCRD 2798860
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 68Active vs passive
$404M in ETFs
99%
$400M
1%
$4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANECK SEMICONDUCTOR ETF (SMH) | VanEck | Passive | Technology | $34.5M | 52,533 | 8.53% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 5 E 82nd St
- Time zone
- ET (UTC-5)
- Office locations
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