ROTHSCHILD AND CO WEALTH MANAGEMENT UK LIMITED

RIASEC RegisteredEst. 2011
Total AUM
$28.5B
Discretionary
$28B
98% of AUM
Avg account
$6.4M
Accounts
4,441
Employees
304
Advisory reps
11

Firm details

Headquarters
LONDON,
CRD number
158022
Registered since
October 4, 2011
Custodians
ROTHSCHILD & CO BANK INTERNATIONAL LIMITED
Fee structure
Percentage of AUM, Commissions
Client types
  • Pooled Investment Vehicles59.02%
  • HNWI38.39%
  • Charitable Organizations2.22%
  • Pension & Profit Sharing Plans0.18%
  • Corporations / Businesses0.18%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Rothschild And Co Wealth Management UK Limited is the UK arm of a private wealth franchise operating as an independent registered investment adviser since 2011. The firm serves a mix of individuals, families and institutional clients and acts as a capital allocator for discretionary and non-discretionary mandates. Its advisory mandate set includes portfolio management for individuals and small businesses, management of pooled investment vehicles, and portfolio management for business or institutional clients. Fee arrangements include percentage-of-AUM pricing and commission-based relationships. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 36%, Private Funds 25%, Cash & Cash Equivalents 20%, Sovereign Bonds 16%, US Government Bonds 3%36%
  • Exchange Traded Equities36%
  • Private Funds25%
  • Cash & Cash Equivalents20%
  • Sovereign Bonds16%
  • US Government Bonds3%

Owners & executives

3 of 5
  • JAMES MORRELL

    CEOCRD 8232697

  • Tara O'Hagan

    Chief Compliance OfficerCRD 7776554

  • HELEN WATSON

    CEOCRD 6585590

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Contacts

3 of 6
  • JONATHAN WESTCOTT

    DirectorCRD 6398706

  • GARY POWELL

    Wealth and Asset ManagementCRD 5975099

  • ALEXANDER MACPHEE

    DirectorCRD 2947741

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 5

Active vs passive

$25.1M in ETFs

Passive

100%

$25.1M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES MSCI UNITED KINGDOM ETF (EWU)BlackRockPassiveMiscellaneous Region$10.6M233,56742.37%

Location

Primary office

LONDON, null

Location

LONDON, null

Headquartered in LONDON, null.

Address
New Ct
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth