ROSENBLUM SILVERMAN SUTTON SF INC
Firm details
- Headquarters
- SAN FRANCISCO, California
- CRD number
- 105774
- Registered since
- June 15, 1984
- Website
- www.rssic.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI94.63%
- Individuals4.75%
- Pension & Profit Sharing Plans0.61%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Rosenblum Silverman Sutton Sf Inc. is an independent registered investment adviser serving individual and family clients, with advisory services that emphasize financial planning and portfolio management for individuals and small businesses. The firm has been SEC-registered since 1984 and is owned by an individual. Its fee arrangements include percentage-of-AUM pricing as well as hourly and fixed-fee engagements. The adviser is not positioned as a capital allocator and reports that it is not an active ESG investor, a multi-state adviser, or a pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities91%
- Public Funds/Mutual Funds3%
- Cash & Cash Equivalents3%
- US Government Bonds1%
- State & Local Bonds1%
Owners & executives
1 of 1PHILIP HUFF
Executive Vice President and Chief Financial OfficerCRD 1613970
Contacts
3 of 4JOEL STILWELL
Executive Vice PresidentCRD 7770715
CHARLES ANGLE
Portfolio ManagerCRD 5751731
HOLGER BERNDT
Executive Vice PresidentCRD 1977205
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 27Active vs passive
$64.5M in ETFs
63%
$40.7M
32%
$23.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JANUS HENDERSON MORTGAGE-BACKED SECURITIES ETF (JMBS) | Janus Henderson | Active | Intermediate Core Bond | $11.3M | 250,615 | 17.56% |
Location
SAN FRANCISCO, CA
SAN FRANCISCO
Location
SAN FRANCISCO, CA
Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- SAN FRANCISCO
- Address
- 1388 Sutter St
- Time zone
- PT (UTC-8)
- Office locations
Similar firms
NWK GROUP
RIASAN FRANCISCO, CA
WESTERLY CAPITAL MANAGEMENT LLC
RIASAN FRANCISCO, CA
VAN STRUM & TOWNE INC
RIASAN FRANCISCO, CA
POWERLAW FUND ADVISER, LLC
RIASAN FRANCISCO, CA
ANDRA CAPITAL LLC
RIASAN FRANCISCO, CA
BITWISE INVESTMENT MANAGER, LLC
RIASAN FRANCISCO, CA