ROSEMONT EQUITY INVESTMENT FUND GP LLC

Exempt Reporting AdvisorFINRA MemberEst. 2023
Total AUM
Accounts
0
Advisory reps
3
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
327298
Registered since
July 26, 2023

Firm profile

FINTRX

Overview

Rosemont Equity Investment Fund Gp LLC is organized as a limited liability company and is registered with the SEC (registration year 2023). The firm's regulatory filing classifies it as unclassified and indicates it is not a capital allocator, not an active ESG investor, and not a multi-state adviser. Public filings provide limited information about client-facing advisory activities or fee schedules; the record suggests the firm's primary activity is managing a private investment vehicle rather than running a traditional advisory business serving retail accounts.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • MATTHEW ROTHCHILD

    Chief Compliance OfficerCRD 5143603

  • PUI YING SUM

    Chief Executive OfficerCRD 7769237

Contacts

1 of 1
  • KWOK HUNG ALEX LAI

    OfficerCRD 7769240

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
18 W 21st St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth