Rose Capital Advisors, LLC

RIASEC RegisteredEst. 2014

Total AUM

$608M

Discretionary

$485M

80% of AUM

Avg account

$663K

Accounts

917

Employees

Advisory reps

Firm details

Headquarters: Miami Beach, Florida
CRD number: 173054
Registered since: October 1, 2014
Website: rosecapitaladvisors.com
Custodians: PERSHING LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types: HNWI93.99%
Individuals5.03%
Charitable Organizations0.98%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Rose Capital Advisors, LLC is an independent registered investment adviser formed in 2014 and organized as an LLC under individual ownership. The firm services both high-net-worth individuals and families as well as institutional clients and identifies itself as a capital allocator that selects third‑party managers. Its advisory services span financial planning, discretionary and non‑discretionary portfolio management for individuals, small businesses, pooled vehicles and institutions, plus selection of other advisers. Compensation methods include percentage‑of‑AUM fees as well as hourly, fixed and performance‑based arrangements. The firm’s ADV indicates it is not an active ESG investor and the filing lists it as not a multi‑state adviser, though the firm maintains multiple office locations.