Roger F. Woodman JR. & Co
RIASEC Registered
Total AUM
$3.2M
Discretionary
$3.2M
100% of AUM
Avg account
$1.1M
Accounts
3
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 119778
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals100%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Roger F. Woodman Jr. & Co. operates as a sole proprietorship focused on portfolio management for individuals and small businesses. The firm does not classify itself under a specific category and does not engage in capital allocation. It offers a flexible fee structure that includes a percentage of assets under management (AUM), hourly charges, and fixed fees. The firm does not actively pursue ESG investments and is not registered as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities55%
- US Government Bonds15%
- Investment Grade Corp Bonds15%
- Cash & Cash Equivalents15%
Contacts
1 of 1
Roger Woodman Jr.
OwnerCRD 4527885
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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