ROGAN & ASSOCIATES
Firm details
- Headquarters
- SAFETY HARBOR, Florida
- CRD number
- 42762
- Registered since
- March 30, 2009
- Website
- roganfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC., OSAIC FS, INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI66.53%
- Individuals33.43%
- Corporations / Businesses0.05%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Rogan & Associates is an independent registered investment adviser formed in 2009 and owned by an individual. The firm serves both individual and family clients as well as institutional accounts, focusing on financial planning and portfolio management for individuals and small businesses. Its fee model combines asset-based fees and hourly charges. Rogan & Associates does not operate as a capital allocator or multi-state ESG specialist, and it notes an affiliation with an insurance company in its industry connections.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds71%
- Other28%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1EDWIN FOSS
Financial Planner and Chief Compliance OfficerCRD 1334662
Contacts
3 of 9ADAM LUCKE
Associate Financial PlannerCRD 6050999
DANIEL HUEHN
Registered AssistantCRD 6453449
JOSEPH MINUTOLO
Financial PlannerCRD 2782355
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
SAFETY HARBOR, FL
PINELLAS
Location
SAFETY HARBOR, FL
Headquartered in SAFETY HARBOR, FL, in the South of the United States.
- Region
- South
- County
- PINELLAS
- Address
- 200 9th Ave N
- Time zone
- ET (UTC-5)
- Office locations
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