Rodgers Brothers, Inc.

RIASEC RegisteredEst. 2002

Total AUM

$1B

Discretionary

$1B

100% of AUM

Avg account

$970K

Accounts

1,070

Employees

Advisory reps

Firm details

Headquarters: Harmony, Pennsylvania
CRD number: 16197
Registered since: April 23, 2002
Website: www.rodgersbrothers.com
Custodians: RBC CAPITAL MARKETS, LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI77.96%
Individuals10.6%
Charitable Organizations5.97%
Investment Companies3.79%
Pension & Profit Sharing Plans0.89%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Rodgers Brothers, Inc. is a corporate-structured registered investment advisor that has been SEC-registered since 2002. The firm serves both individual and family clients as well as institutional investors and charges fees based on a percentage of assets under management. Its advisory work centers on discretionary portfolio management across individual/small business accounts, investment companies, and institutional or business clients. Rodgers Brothers does not identify as an ESG-focused allocator, does not act as a capital allocator, and is not designated as a multi-state or newly formed adviser. The firm lists a trust company among its industry affiliations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Exchange Traded Equities79%
Cash & Cash Equivalents10%
Public Funds/Mutual Funds6%
US Government Bonds5%

Owners & executives

2 of 2

Kimberly Kuhlman
Chief Financial OfficerCRD 6732247
Nicholas Mastrian
Chief Operations OfficerCRD 6288359

Contacts

3 of 10

Julia Polack
Investment Adviser Representative, Registered RepresentativeCRD 6211474
Mark Rodgers
Presiden, DirectorCRD 5902464
Gary Rodgers
DirectorCRD 1043217