ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.

RIASEC RegisteredEst. 2022
Total AUM
$23.5M
Discretionary
$23.5M
100% of AUM
Avg account
$4.7M
Accounts
5
Employees
4
Advisory reps
3

Firm details

Headquarters
SUGAR LAND, Texas
CRD number
127140
Registered since
November 3, 2022
Website
rmpwm.com
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Rocky Mountain Private Wealth Management, L.L.C. operates as a small, institutional-facing hedge fund adviser that focuses on managing pooled investment vehicles. The firm serves as sponsor, general partner and managing member for its funds, concentrating on active portfolio management within hedge fund structures. Its revenue model combines a percentage-of-assets-under-management fee with performance-based compensation, signaling a manager alignment with fund outcomes. Investment activity centers on allocations to liquid and commodity-oriented strategies alongside traditional mutual fund exposure. The firm is not positioned as an ESG-driven allocator and does not report multi-state advisory registration status; its client base is institutional and its advisory remit is limited to pooled vehicle management rather than individualized retail wealth management.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • TAYLOR GALLEGOS

    VP, CCOCRD 5606485

  • GABRIEL GALLEGOS

    PresidentCRD 4296378

  • Mark Deangelis

    Senior Compliance ConsultantCRD 2827088

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

SUGAR LAND, TX

FORT BEND

Location

SUGAR LAND, TX

Headquartered in SUGAR LAND, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
FORT BEND
Address
Town Center Blvd S
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth