Rocky Mountain Advisers, LLC
Firm details
- Headquarters
- Salina, Kansas
- CRD number
- 148479
- Registered since
- June 3, 2009
- Website
- investrma.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Investment Companies75.47%
- HNWI19.37%
- Charitable Organizations3.95%
- Individuals1.03%
- Corporations / Businesses0.11%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment Companies
Firm profile
FINTRXOverview
Rocky Mountain Advisers, LLC is an SEC-registered institutional registered investment adviser formed as an LLC and operating since 2009. The firm serves both individual & family clients and institutional accounts and offers a mix of fee arrangements, including percentage-of-AUM billing, hourly charges, and fixed fees. Core advisory services listed include financial planning and portfolio management for individuals, small businesses, and investment companies. The adviser is not positioned as a capital allocator, does not identify as an active ESG investor, and is not a multi-state or pension consulting specialist. The firm also lists an affiliation with a trust company.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities93%
- Cash & Cash Equivalents5%
- Public Funds/Mutual Funds2%
Owners & executives
2 of 2
Nicole Murphey
Chief Compliance OfficerCRD 5885361
Lee Legleiter
Chief Legal OfficerCRD 7515643
Contacts
3 of 3April Mccullough
Assistant Compliance OfficerCRD 5549386
Jacob Hemmer
Vice PresidentCRD 6051827
Corey Bowen
Administrative AssistantCRD 7590306
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 82Active vs passive
$324M in ETFs
79%
$255M
20%
$68.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SRH US QUALITY GARP ETF (SRHQ) | Passive | Mid Cap Blend | $198M | 4,309,525 | 61.06% |
Location
Salina, KS
Saline
Location
Salina, KS
Headquartered in Salina, KS, in the Midwest of the United States.
- Region
- Midwest
- County
- Saline
- Address
- 2121 E Crawford Pl
- Time zone
- CT (UTC-6)
- Office locations
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