Rockwood Wealth Management, LLC
Firm details
- Headquarters
- New Hope, Pennsylvania
- CRD number
- 137481
- Registered since
- January 26, 2009
- Website
- www.rockwoodwealth.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI83.26%
- Individuals13.3%
- Pension & Profit Sharing Plans2.76%
- Charitable Organizations0.41%
- Corporations / Businesses0.15%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Rockwood Wealth Management, LLC is an independent, SEC-registered registered investment adviser that operates as a capital allocator for both individual/family and institutional clients. The firm offers a mix of financial planning and portfolio management for individuals, small businesses and institutions, and also selects third‑party advisers on behalf of clients. Its fee arrangements include both percentage-of-AUM fees and fixed fees. Rockwood is not positioned as an ESG-focused manager and is organized as a limited liability company with individual ownership. The firm has been SEC-registered since 2009.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds90%
- Exchange Traded Equities8%
- US Government Bonds1%
- State & Local Bonds1%
- Cash & Cash Equivalents1%
Owners & executives
2 of 2
John Augenblick
Chief Executive OfficerCRD 5238201
James Smith
CIO, PrincipalCRD 7410957
Contacts
3 of 44
Jack Gawason
Financial Planning AssociateCRD 7782997
Siddhi Malvankar
Trading AssociateCRD 8042552
Natalia Rybak
Financial Planning AssociateCRD 7539336
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 135Active vs passive
$1.8B in ETFs
21%
$384M
79%
$1.4B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US CORE EQUITY 2 ETF (DFAC) | Dimensional | Active | Large Blend | $547M | 12,338,697 | 30.22% |
Location
New Hope, PA
Bucks
Location
New Hope, PA
Headquartered in New Hope, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.
- Metro area
- Philadelphia-Reading-Camden, PA-NJ-DE-MD
- Region
- Northeast
- County
- Bucks
- Address
- 6464 Lower York Rd
- Time zone
- ET (UTC-5)
- Office locations
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