Rockhouse Capital, LLC
Firm details
- Headquarters
- ,
- CRD number
- 152806
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI65.92%
- Individuals34.08%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Rockhouse Capital, LLC is a small, equity-focused advisory firm that manages portfolios for individual and family clients and small businesses. Structured as a limited liability company and run by an individual owner, the firm bills clients on a percentage-of-AUM basis and concentrates its investment activity on liquid, publicly traded securities. Portfolio management is its primary advisory activity rather than institutional consulting or multi-state distribution, and the firm does not identify as an active ESG investor. Investment preferences skew toward listed equities and exchange-traded vehicles for core exposure, with mutual funds used selectively as complementary building blocks. Rockhouse Capital does not operate as a capital allocator to external private managers in the sense of running multi-manager platforms, but it does place client capital with third-party alternative managers for specific asset classes (real estate, commodities, oil & gas) when those allocations fit a client mandate.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities85%
- Other7%
- US Government Bonds5%
- Cash & Cash Equivalents2%
- State & Local Bonds1%
Contacts
1 of 1
Terence Kaufmann
Founder & PresidentCRD 3055388
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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