ROCKFORD PARTNERS

Exempt Reporting AdvisorFINRA MemberEst. 2025
Total AUM
Accounts
0
Advisory reps
1
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
DENVER, Colorado
CRD number
339746
Registered since
November 21, 2025

Firm profile

FINTRX

Overview

Rockford Partners is organized as a limited liability company and is listed as SEC-registered in 2025. The firm is owned by an individual and is identified in the dataset as engaging in CPO/CTA activity, indicating a focus on commodity pool operation or commodity trading advisory services rather than traditional retail advisory business. Industry affiliations include relationships with a broker-dealer and with other investment adviser entities. The firm is not flagged as an active ESG investor, not a multi-state adviser, and is not identified as a capital allocator or pension consultant. Its regulatory/classification field is recorded as unclassified.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

1 of 1
  • PHILIP J HERMANN

    CRD 8193209

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

DENVER, CO

DENVER

Location

DENVER, CO

Headquartered in DENVER, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
DENVER
Address
600 17th St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth