Robertson Stephens

RIASEC RegisteredEst. 2017
Total AUM
$8.8B
Discretionary
$7B
80% of AUM
Avg account
$1M
Accounts
8,592
Employees
118
Advisory reps
75

Firm details

Headquarters
San Francisco, California
CRD number
289977
Registered since
October 11, 2017
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI76.74%
  • Pension & Profit Sharing Plans15.8%
  • Individuals4.33%
  • Corporations / Businesses1.78%
  • Charitable Organizations1.35%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Robertson Stephens operates as an independent registered investment adviser organized as a limited liability company. The firm positions itself as a capital allocator serving both individual and family clients as well as institutional investors. Its service mix includes financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, selection of other advisers, and educational workshops. Robertson Stephens charges clients via percentage-of-AUM fees as well as hourly and fixed-fee arrangements and identifies itself as an active ESG investor. The firm has additional industry roles beyond advisory work: it maintains affiliations with broker-dealers and insurance companies, and it acts as a sponsor/GP or managing member of pooled investment vehicles. Robertson Stephens was registered with the SEC in 2017 and has been recognized in several industry lists, including Forbes (2023, 2024), Barron’s Top 100 RIA Firms (2025), and AdvisorHub’s 50 RIA Firms to Watch (2026).

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 61%, Public Funds/Mutual Funds 14%, Cash & Cash Equivalents 7%, Private Funds 6%, State & Local Bonds 5%, US Government Bonds 2%, Investment Grade Corp Bonds 2%, Derivatives 2%61%
  • Exchange Traded Equities61%
  • Public Funds/Mutual Funds14%
  • Cash & Cash Equivalents7%
  • Private Funds6%
  • State & Local Bonds5%

Owners & executives

3 of 6
  • Jeanette Reinhard

    Jeanette Reinhard

    Chief EconomistCRD 4720285

  • Michael Curley

    Michael Curley

    Chief Compliance Officer/PrincipalCRD 2197705

  • Stuart Katz

    Stuart Katz

    Chief Investment Officer, PrincipalCRD 2786118

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Contacts

3 of 69
  • Joshua Young

    Joshua Young

    Principal, Managing DirectorCRD 5744504

  • Brandon Frye

    Brandon Frye

    Senior Vice PresidentCRD 5346590

  • Derek Scarth

    Derek Scarth

    Managing Director & PrincipalCRD 4333365

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 398

Active vs passive

$3.3B in ETFs

Passive

86%

$2.8B

Active

6%

$446M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$457M665,34013.94%

Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
455 Market St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth