ROARING BROOK HOLDINGS LLC

Exempt Reporting AdvisorFINRA MemberEst. 2024
Total AUM
Accounts
0
Advisory reps
2
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
333337
Registered since
October 16, 2024

Firm profile

FINTRX

Overview

Roaring Brook Holdings LLC is an SEC-registered investment adviser that operates primarily as a sponsor and general partner of pooled investment vehicles. The firm’s public profile shows an emphasis on managing closed-end private funds rather than providing traditional advisory accounts to retail or institutional advisory clients. Roaring Brook does not present itself as an active ESG investor, multi-state adviser, pension consultant or a capital allocator; instead its core activity is fund sponsorship and GP-level management. The operating model is focused on private capital deployment. The firm’s fund lineup centers on private equity and venture capital strategies, indicating a preference for controlling or minority equity positions in privately held companies and growth-stage ventures. Given the sponsor/GP role cited, the firm appears engaged in hands-on portfolio company oversight and typical GP responsibilities such as deal sourcing, structuring and governance of underlying fund investments.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • DOUGLAS BEYER

    Managing PartnerCRD 6154043

  • ANDREW KLEEMAN

    Partner, CCOCRD 7987268

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
126 E 56th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth