RLC Capital Management

RIASEC Registered
Total AUM
$23.1M
Discretionary
$23.1M
100% of AUM
Avg account
$1.2M
Accounts
20
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
152801
Fee structure
Percentage of AUM
Client types
  • HNWI100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

RLC Capital Management is a single-owner, independent registered investment adviser operating as a sole proprietorship and focused on individual and family clients. The firm provides portfolio management for individuals and small businesses and earns fees as a percentage of assets under management. It bills itself as an adviser rather than a multi-state or institutional consultant: the adviser is not flagged as a multi-state firm, is not a capital allocator, and does not report active ESG investing activity. The business activities listed include other financial product sales in addition to advisory work, suggesting a mix of advisory and transactional relationships with clients. The firm’s profile and filings indicate a small, concierge-style practice rather than a large multi-advisor RIA.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 100%100%
  • Exchange Traded Equities100%

Contacts

1 of 1
  • Richard Cullen

    Richard Cullen

    Portfolio ManagerCRD 4772079

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth