RK Asset Management
Firm details
- Headquarters
- ,
- CRD number
- 121886
- Registered since
- January 16, 2014
- Website
- www.rkam.com
- Custodians
- CHARLES SCHWAB & CO., INC., WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI57.56%
- Other Investment Advisers37.88%
- Individuals4.56%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
RK Asset Management is a small, equity-focused registered investment adviser that runs discretionary portfolios primarily for individuals, families and small businesses, with some institutional relationships. The firm leans heavily into exchange-traded equities as its core exposure and uses active stock selection rather than broad ESG screening—the ADV flags it is not an active ESG investor. Feeing is on a percentage-of-AUM basis and the firm provides portfolio management services tailored to private clients and small enterprises. RK Asset Management also allocates to third-party alternative managers, using those strategies alongside its equity sleeve to manage risk and return.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities98%
- Cash & Cash Equivalents2%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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