RJA Asset Management LLC

RIASEC Registered
Total AUM
$589M
Discretionary
$589M
100% of AUM
Avg account
$42.1M
Accounts
14
Employees
8
Advisory reps
4

Firm details

Headquarters
Stamford, Connecticut
CRD number
153428
Registered since
May 24, 2010
Custodians
CHARLES SCHWAB & CO., INC., THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles41.64%
  • Charitable Organizations28.8%
  • HNWI19.58%
  • State / Municipal Government9.36%
  • Other Investment Advisers0.62%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

RJA Asset Management LLC is an SEC-registered investment adviser organized as an LLC and operating since 2010. The firm is structured as a hedge fund organization owned by an individual and serves both high‑net‑worth individuals and family clients as well as institutional investors. Its advisory work spans discretionary portfolio management for individuals and small businesses, management of pooled investment vehicles, and portfolio services for businesses or institutions. Fee arrangements include asset‑based fees, fixed fees, performance‑linked fees and other fee structures. The firm does not identify as an active ESG investor and is not a multi‑state or newly formed adviser. It also acts in sponsor/GP/ managing member roles for pooled vehicles rather than serving primarily as a third‑party capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 83%, Derivatives 16%, Cash & Cash Equivalents 1%83%
  • Exchange Traded Equities83%
  • Derivatives16%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • Kristi Jeffrey

    Kristi Jeffrey

    Chief Compliance OfficerCRD 4282454

Contacts

3 of 3
  • Nicholas Leeper

    Nicholas Leeper

    PrincipalCRD 5719863

  • Bradley Jeffrey

    CRD 8324789

  • Alyssa Jeffrey

    CRD 8324791

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
4 Stamford Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth