RJA Asset Management LLC
Firm details
- Headquarters
- Stamford, Connecticut
- CRD number
- 153428
- Registered since
- May 24, 2010
- Website
- www.rja-llc.com
- Custodians
- CHARLES SCHWAB & CO., INC., THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees, Other
- Client types
- Pooled Investment Vehicles41.64%
- Charitable Organizations28.8%
- HNWI19.58%
- State / Municipal Government9.36%
- Other Investment Advisers0.62%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
RJA Asset Management LLC is an SEC-registered investment adviser organized as an LLC and operating since 2010. The firm is structured as a hedge fund organization owned by an individual and serves both high‑net‑worth individuals and family clients as well as institutional investors. Its advisory work spans discretionary portfolio management for individuals and small businesses, management of pooled investment vehicles, and portfolio services for businesses or institutions. Fee arrangements include asset‑based fees, fixed fees, performance‑linked fees and other fee structures. The firm does not identify as an active ESG investor and is not a multi‑state or newly formed adviser. It also acts in sponsor/GP/ managing member roles for pooled vehicles rather than serving primarily as a third‑party capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities83%
- Derivatives16%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1
Kristi Jeffrey
Chief Compliance OfficerCRD 4282454
Contacts
3 of 3
Nicholas Leeper
PrincipalCRD 5719863
Bradley Jeffrey
CRD 8324789
Alyssa Jeffrey
CRD 8324791
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Stamford, CT
Fairfield
Location
Stamford, CT
Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 4 Stamford Plz
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Jackson, Grant Investment Advisers, Inc.
RIAStamford, CT
Bastion Management II LLC
RIAStamford, CT
Olympiad Research LP
RIAStamford, CT
DWM Asset Management, LLC
RIAStamford, CT
Pier Capital, LLC
RIAStamford, CT
Tower Bay Asset Management LP
RIAStamford, CT