Riverview Research, LLC

RIASEC RegisteredEst. 2013

Total AUM

$991M

Discretionary

$898M

91% of AUM

Avg account

$6M

Accounts

165

Employees

Advisory reps

Firm details

Headquarters: Independence, Ohio
CRD number: 162318
Registered since: November 26, 2013
Website: www.riverviewresearch.com
Custodians: RAYMOND JAMES & ASSOCIATES, INC., CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: Corporations / Businesses56.8%
HNWI29.08%
Pension & Profit Sharing Plans12.5%
Charitable Organizations1.62%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Riverview Research, LLC is an independent RIA formed as an LLC and SEC-registered since 2013. The firm serves both individuals and families as well as institutional clients, providing portfolio management for individuals/small businesses, portfolio management for businesses or institutions, and pension consulting services. Its ownership is listed as individual and its business model charges clients both percentage-of-AUM and fixed fees. The firm is not flagged as an active ESG investor and does not identify as a capital allocator. Riverview appears to lean on externally managed vehicles rather than building proprietary products. That orientation, combined with its mix of individual/family and institutional work, suggests a consulting and manager-selection emphasis alongside discretionary portfolio implementation where engaged.