RITHOLTZ WEALTH MANAGEMENT
Firm details
- Headquarters
- New York, New York
- CRD number
- 168652
- Registered since
- September 16, 2013
- Website
- ritholtzwealth.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI84.62%
- Individuals9.42%
- Pension & Profit Sharing Plans4.62%
- Charitable Organizations0.98%
- Corporations / Businesses0.35%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Ritholtz Wealth Management is an independent, SEC-registered registered investment adviser organized as an LLC and operating as a capital allocator for individual, family and institutional clients. The firm provides comprehensive wealth services including financial planning, portfolio management for individuals and businesses, pension consulting and the selection of other advisers. Fees are charged as a percentage of assets under management and via fixed fees. The firm does not identify as an active ESG investor. Industry affiliations include relationships with accounting and insurance firms. Ritholtz has been recognized in industry rankings, appearing on lists such as Financial Times’ Top 300 RIAs (2020), FA Magazine’s Top RIA Firms (2020), Barron’s Top 100 RIA Firms (2025) and AdvisorHub’s 50 RIA Firms to Watch (2026).
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds47%
- Exchange Traded Equities40%
- State & Local Bonds4%
- Private Funds3%
- Cash & Cash Equivalents3%
Owners & executives
3 of 6WILLIAM SWEET
Chief Financial OfficerCRD 5420425
PATRICK HALEY
Chief Trading OfficerCRD 5014261
Callie Cox
Chief Market StrategistCRD 6967866
Contacts
3 of 52NICHOLAS FRIEDMAN
Senior Wealth AdvisorCRD 5465081
JAMES SCHWENDEMAN
Client Service AssociateCRD 6803796
MATTHEW LOHRIUS
Investment Advisor RepresentativeCRD 6264184
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 242Active vs passive
$3.2B in ETFs
80%
$2.5B
20%
$646M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI) | Vanguard | Passive | Large Blend | $505M | 1,574,393 | 15.87% |
Location
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 24 W 40th St
- Time zone
- ET (UTC-5)
- Office locations
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