Ristau Capital, LLC

RIASEC Registered
Total AUM
$2.9M
Discretionary
$1.1M
36% of AUM
Avg account
$193K
Accounts
15
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
309325
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Ristau Capital, LLC is a small, privately owned investment adviser organized as a limited liability company that focuses on portfolio management for individuals and small businesses. The firm’s client base is individuals and families and it charges fees based on a percentage of assets under management and may also assess performance-based fees. Ristau does not position itself as an ESG-focused manager, is not identified as a multi-state adviser, and is not described as a capital allocator; its principal advisory activity is direct portfolio management rather than pension consulting or related-adviser activity.

Assets & Accounts

Public Holdings

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 100%100%
  • Exchange Traded Equities100%

Contacts

1 of 1
  • Phillip Ristau

    CCO, Managing MemberCRD 4234087

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth