Rising Tides Financial, LLC
Firm details
- Headquarters
- ,
- CRD number
- 283308
- Website
- risingtidesfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Fixed Fees
- Client types
- HNWI87.41%
- Individuals7.97%
- Charitable Organizations4.63%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Rising Tides Financial, LLC is an independent, owner-operated registered investment adviser that focuses on financial planning and portfolio management for individuals, families and small businesses. The firm operates on a fixed-fee model and positions itself as a hands-on adviser for a relatively small client base rather than a large institutional allocator. It is not flagged as an active ESG investor and does not appear to act as a capital allocator; instead, it relies on third-party managers and liquid public funds for the bulk of its portfolios. Investment activity centers on public funds and mutual funds as the primary vehicle for client exposure, with a supplemental allocation to third-party real estate strategies. The firm’s advisory scope is straightforward: ongoing financial planning and discretionary portfolio management for individual and family clients, with some institutional relationships included in the client mix.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds77%
- Exchange Traded Equities12%
- US Government Bonds10%
- Investment Grade Corp Bonds1%
Contacts
1 of 1
Michael Gross
Founder & Managing DirectorCRD 6364261
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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