Rising Sun Investment Advisers
RIASEC Registered
Total AUM
$9.9M
Discretionary
$9.9M
100% of AUM
Avg account
$5M
Accounts
2
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 309222
- Fee structure
- Percentage of AUM
- Client types
- HNWI100%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Rising Sun Investment Advisers operates as a limited liability company focused on providing portfolio management services primarily for individuals and small businesses. The firm does not engage in capital allocation or serve as a pension consultant, and it is not classified under any specific category. Rising Sun Investment Advisers employs a fee structure based on a percentage of assets under management, indicating a commitment to aligning its interests with those of its clients.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities37%
- Non-Exchange Traded Equities32%
- Public Funds/Mutual Funds19%
- State & Local Bonds4%
- Cash & Cash Equivalents4%
Contacts
1 of 1
Stephen Tufts
Registered RepresentativeCRD 4076496
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations