Rioux & Company, LLC
Firm details
- Headquarters
- ,
- CRD number
- 42043
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals60.46%
- HNWI39.54%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Rioux & Company, LLC is a limited liability company focused on providing investment advisory services primarily to individuals and families. The firm specializes in portfolio management tailored to the needs of small businesses and individual clients. It operates under a fee structure that includes a percentage of assets under management, hourly charges, and fixed fees. While the firm is not classified as an ESG investor, it maintains a diverse investment strategy that includes various asset classes.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities68%
- Cash & Cash Equivalents28%
- Public Funds/Mutual Funds4%
Contacts
3 of 3
David Rioux
Managing DirectorCRD 710871
Pablo Rossetti
Investment AdvisorCRD 1351622
Jack Nicklis
Investment Adviser RepresentativeCRD 5768951
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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